CUSTOMER TRADING AGREEMENT

No /

The present Agreement was entered into by and between:

Deltastock AD, an authorised investment firm, having its registered address in Sofia, 115G Tsarigradsko Shose Blvd, Megapark Office Building, Office Area E, floor 6, Unified Company Code 128042807, represented by Mr Petar Dimitrov Petrov in his capacity of Executive Director, and Mrs Borislava Ivanova Georgieva, in his capacity of Executive Director, Hereinafter referred to as Deltastock

And

• Full name:   
• Date of Birth:
• Place of Birth: ,
• Nationality:
• Passport/ID#:
• Issue Date:
• Address:
• ZIP code:
• City:
• Country:

Hereinafter referred to as the Client

Deltastock and the Client hereinafter referred to as the Parties,

The PARTIES hereby agree as follows:

SECTION 1. DEFINITIONS OF TERMS

Words and phrases beginning with a capital letter and used in the present Agreement have the respective meaning given to them in the General Terms of Business Applicable to the Agreements for Trading in CFDs of Deltastock (the General Terms), irrespective of whether used in the singular or the plural form.

SECTION 2. SCOPE OF THE AGREEMENT

2.1 The Client and Deltastock agree to enter into Trades in Contracts for Differences (CFDs) on an Over-the-Counter, or OTC, market by paying the full value of the financial instruments or by paying a Margin amount, for the payment of consideration set out in the Tariff and at prices quoted by Deltastock in accordance with the terms of this Agreement and the General Terms. The Trades between the parties are executed on an ОТС market, with Deltastock acting as the counterparty to each Trade which has been entered into. The Client enters into the Trades at the prices quoted by Deltastock or by a third party, in their name, on their account and at their risk.

• 2.1.1. Deltastock offers to its Clients the following types of CFDs:
• a) CFDs on Securities and Exchange Traded Funds;
• b) CFDs on Indices;
• c) CFDs on Futures;
• d) CFDs on Currency Pairs and Precious Metals;
• e) CFDs on other Assets.
• 2.1.2. Deltastock provides Clients with the opportunity to enter into Trades in CFDs on an OTC market through the following trading accounts:
• a) trading account on Margin through the electronic trading platform Delta Trading;
• b) trading account on Margin through the electronic trading platform Deltastock MetaTrader 4;
• c) investment trading account by payment of the full value of the financial instrument through the electronic trading platform Delta Trading.
• 2.1.3. Under this Agreement and its applicable General Terms, Deltastock does not offer to its Clients trading in financial instruments other than CFDs on a market other than the OTC market.
• 2.1.4. With regard to trading in the above-mentioned CFDs, which is carried out on an OTC market, Deltastock is the only venue of execution of the Orders and acts as a principal to each Trade (and not as an agent or broker).
• 2.1.5. Client Orders are executed through the electronic platforms for trading in financial instruments offered by Deltastock, at prices quoted by Deltastock, with Deltastock acting as counterparty to each Client Trade. All Client Orders for trading in CFDs are executed against Deltastock's own liquidity. Deltastock does not transfer (rotate, direct, send) Client Orders to another execution venue.
• 2.1.6. Deltastock does not execute Client Orders outside the execution venue specified above.
• 2.1.7. Deltastock does not execute Client Orders grouped together (aggregated) with an Order by another Client or a Trade on own account, in the case of Orders for trading in CFDs of an OTC market, as in this case Deltastock is the only venue of execution of the Orders and acts is a counterparty to each Trade.
• 2.1.8. Deltastock notifies the Client in advance that by signing the Agreement, the parties agree that Client Orders will be executed outside of the trading venue (regulated market, multilateral trading system, and organised trading system).
• 2.1.9. Deltastock warns that any specific instructions by the Client may prevent the investment intermediary from taking the measures envisaged and applied under the Policy for Execution of Client Orders Applicable to the Agreements for Trading in CFDs of Deltastock, in order to achieve the best possible results in the execution of these Orders, with respect of the items covered by these instructions.

2.2 The interests, fees, commissions and other payments due under this Agreement are set out in the Tariff or are specified on Deltastock’s Website.

• 2.2.1. Deltastock acts as the only venue of execution of Client Orders, and for this reason:
• a) does not apply different fees depending on the execution venue of Client Orders;
• b) does not receive payments and incentives from third parties (which themselves are execution venues) in connection with the execution of Client Orders;
• c) does not receive remuneration, discount or non-monetary benefit for transferring a Client's Order to a specific trading venue, or respectively an order execution venue.
• 2.2.2. Deltastock charges its Clients only with the fees and commissions specified in the Tariff of Interest rates, Fees and Commissions of Deltastock, and these fees are not different depending on the Client or the execution venue.
• 2.2.3. Deltastock acts as a counterparty to each Client Trades, and therefore does not charge receivables to two or more participants in a Trade, in accordance with Art. 24, Para. 9 of MiFID II, does not receive non-monetary benefits as an intermediary, and the value of all monetary benefits received as an intermediary is specified in the Tariff of Interest Rates, Fees and Commissions of Deltastock.

2.3 The minimum amount required for opening a live trading account is set out in the Tariff. The account is operated in the currency specified in the Appendix applicable to the Customer Trading Agreement (the Appendix).

2.4 Under one single Agreement, the Client can open only one trading account, in only one currency, in only one Electronic Trading Platform, through which they will use the Services provided by Deltastock.

If the Client wishes to open more than one trading account in the same currency, or in different currencies, or use more than one Electronic Trading Platform, they must enter into separate agreements with Deltastock for each account.

2.5 Every Trade is executed only after the Client or their Representative has placed an Order, which is on the Client’s account and at their own risk. Deltastock does not bear any responsibility, nor is it liable for the results of the Client’s investment decisions when a Trade has been executed in accordance with the terms of this Agreement.

2.6 The Client can choose the Electronic Trading Platform they wish to use for trading by declaring their choice in the Appendix.

2.7 By signing the Agreement, the Client declares that they are informed and agree with the possibility that the instruments offered in the Electronic Trading Platform Delta Trading™ may differ from those offered in the Electronic Trading Platform Deltastock MetaTrader 4. Up-to-date information on the instruments offered for trading in the Electronic Trading Platforms is available on the Website.

2.8. The Client may deposit and withdraw funds from their account only via payment methods specified on the Website.

2.9. By signing the Agreement, the Client declares that all incoming and outgoing payments to and from the trading account which was opened in their name with Deltastock will be performed by sources whose legal holder is the Client.

2.10. Deltastock will not accept and execute payments from third parties, namely:

• (i) deposits to the Client’s trading account, if the person or legal entity sending the funds does not coincide with the holder of the Agreement with Deltastock;
• (ii) withdrawals from the Client’s trading account, if the person or legal entity receiving the funds does not coincide with the holder of the Agreement with Deltastock.

SECTION 3. QUOTES AND ORDERS

3.1 For each Order, the Client receives a quote through the Electronic Trading Platform, or at a Deltastock office, or over the telephone from the employees of Deltastock’s Capital Markets Department, after the Client has been properly identified as stipulated in the General Terms.

The quotes are provided under the terms and conditions specified in the General Terms.

3.2 Deltastock executes Client Orders for Trades in CFDs under the following conditions:

• (i) promptly and accurately record and allocate Orders;
• (ii) promptly execute identical Orders consecutively, following their receipt, unless the characteristics of the Order or the prevailing market conditions make this impossible, or the interests of the Client require otherwise;
• (iii) notifying retail Clients about any difficulty that may have arisen, obstructing the accurate execution of Orders, as soon as becoming aware of such a difficulty;
• (iv) adhering to the applicable internal rules and policies of Deltastock, including the Policy for Execution of Client Orders Applicable to the Agreements for Trading in CFDs of Deltastock.

3.3 Deltastock has the right to execute partially or cancel an Order placed by the Client if at the time of the execution there has been insufficient liquidity on the respective market on which the underlying asset is traded.

3.4 Deltastock is under no obligation to quote prices for a certain asset or accept Orders for entering into Trades, in the following cases:

• (i) the respective market is closed for trading;
• (ii) trading in Currencies, Precious Metals, Futures, Securities and CFDs has been suspended for any reason, whatsoever;
• (iii) there are Force Majeure events which prevent trading in Currencies, Precious Metals, Futures, Securities and/or CFDs for a certain period of time;
• (iv) Orders are placed outside the Trading Hours of Deltastock;
• (v) in case of other circumstances specified in the General Terms or circumstances which make the provision of quotes by Deltastock impossible or economically impracticable.

3.5 The Minimum Order Quantities/Sizes for entering into Trades are specified on Deltastock’s Website.

3.6 The Client may submit Orders via the Internet through the Electronic Trading Platform by using a unique username and password, in accordance with the General Terms.

3.7 The Client may submit Orders in writing at a Deltastock office, or by means of distance communication at the telephone numbers specified by Deltastock, following the procedure stipulated in the General Terms.

3.8 Irrespective of the means used for submission of Orders (through the Electronic Trading Platform, over the telephone, or at a Deltastock office), the Client undertakes to submit Orders in compliance with the requirements and requisites specified by Deltastock. Otherwise, Deltastock will not be liable for the inaccurate execution of the Order submitted by the Client.

3.9 The Client is entitled to receive quotes and submit Orders only during the Trading Hours, as specified in the General Terms.

3.10 The types of Orders which the Client may submit as well as the manner of their execution are specified in the General Terms.

3.11 Deltastock reserves the right, at its own discretion, to set limits in relation to:

• a) the submission and/or the execution of Client Orders (including limits on their volume), and/or
• b) the opening of new Positions (including limits on the Positions Value) within the Business Day. Such limits may be placed, altered, added or removed without prior notification to the Client.
• Deltastock reserves the right:
• (i) if the Client has submitted an Order which exceeds the predefined limits, to contact the Client through the Electronic Trading Platform or by other appropriate means and require further confirmation by the Client of the parameters of the Order. Deltastock reserves the right not to confirm an Order and/or not to proceed with its execution until it has received a confirmation from the Client.
• (ii) if the Client has exceeded the predefined limits:
• a) to temporarily restrict the possibility of the Client to submit new Orders and/or to open new Positions, and/or
• b) to cancel executed Trades and/or partially or fully close existing Positions.
• The Client shall be informed of the occurrence of these circumstances through the Electronic Trading Platform and/or the specified email address.
• The Parties hereby agree and accept that the exceeded limits as well as the reasons for surpassing those limits will not be subject to proof in the case of a dispute on the interpretation and/or application of the Agreement, and any such dispute will be settled between the parties by mutual agreement or by the competent court. Any such circumstances relates to the market’s high dynamics, the relationship of Deltastock with third-party counterparties, the current status of the trade lines, the occurrence of events which cannot be reasonably foreseen, and any other reasons whatsoever not stipulated in this article.
• The rights under this provision do not waive Deltastock’s rights under Art. 5.20 of the General Terms.

3.12 In case Deltastock finds that the Client hinders the normal operation of Deltastock’s servers by means of generating a large number of Orders and/or other messages, or attempts to cause other harms, Deltastock reserves the right to:

• a) temporarily restrict the Client’s ability to submit new Orders and/or open new Positions, and/or
• b) terminate the Client’s access to API and/or other Scripts. The rights under this provision do not waive Deltastock’s rights under Art. 5.20 of the General Terms.

3.13 The Client declares that they are familiar with and accept the following circumstances related to the implementation of this Agreement:

• (i) the execution and/or failure of execution of all types of Orders depends on the current liquidity of the market which the corresponding instruments and/or underlying assets are traded on. Liquidity is determined by the current volume of offers to buy (respectively sell) which create the possibility of a Trade to be made; the former is a market state which varies greatly in time. Sometimes Trades are carried out with assets traded entirely on an OTC market, and their current liquidity depends entirely on banks, brokers and/or market makers which are counterparties of Deltastock; in such cases these counterparties do not provide information, nor keep any record of the current volumes which they would conclude a Trade on;
• (ii) information (including historical data) about the current liquidity cannot be saved and/or found and is not stored anywhere, and for this reason the parties agree and accept that this information will not be subject to proof in the course of disputes for interpretation and/or application of this Agreement, which are settled between the parties by mutual agreement or by the competent court.

3.14 When trading in CFDs based on Currency Pairs and Precious Metals in Delta Trading™, the Client may choose to receive quotes with variable or fixed spreads, declaring their choice in the Appendix.

SECTION 4. TRADING MARGIN

4.1. When trading in CFDs on Currency Pairs, the Client may choose the Margin rate within the range specified on the Website. The Client indicates their choice of trading Margin in the Appendix to this Agreement that is to be completed and signed by the Client.

4.2. The trading Margin for the different types of assets is determined in accordance with the limits and volumes specified on the Website.

SECTION 5. ELECTRONIC TRADING PLATFORM DELTASTOCK METATRADER 4

5.1. By signing this Agreement, the Client is deemed to be informed that when using Deltastock MetaTrader 4, all provisions of the General Terms concerning the Electronic Treading Platforms, along with the ones concerning the Electronic Trading Platforms developed by third parties, shall apply to their trading.

5.2. The Client can trade through Deltastock MetaTrader 4 only after they explicitly choose to do so. This choice is made by completing and signing the Appendix.

SECTION 6. STATEMENTS AND DECLARATIONS BY THE CLIENT

By signing this Agreement:

6.1. the Client affirms all the declarations under the General Terms;

6.2. the Client explicitly declares that:

6.2.1. they have read and accept:

• (i) the General Terms of Business Applicable to the Agreements for Trading in CFDs of Deltastock, dated 20.07.2016 and effective from 10.10.2016
• (ii) the Tariff of Interest Rates, Fees and Commissions of Deltastock, dated 15.03.2018 and effective from 22.03.2018
• (iii) the Policy for Execution of Client Orders Applicable to the Agreements for Trading in CFDs of Deltastock, dated 25.10.2017 and effective from 01.11.2017
• (iv) the Conflicts of Interest Policy of Deltastock, dated 28.09.2017 and effective from the same date;
• (v) the Client Categorisation Rules of Deltastock, 12.05.2010 and effective from the same date;
• (vi) the Client Complaints Management Rules of Deltastock, dated 20.03.2017 and effective from the same date;
• (vii) the Information regarding the investment intermediary Deltastock and its services as intended for clients and potential clients, dated 16.05.2018 and effective from the same date;
• (viii) the Information regarding the financial instruments subject to the investment services carried out by Deltastock, dated 16.05.2018 and effective from the same date;
• (ix) the Information regarding the costs and charges incurred by clients of Deltastock trading in CFDs on the OTC market, dated 16.05.2018 and effective from the same date;
• (x) the Information regarding safeguarding of the financial instruments and funds of Deltastock’s clients trading contracts for difference on an OTC market, dated 16.05.2018 and effective from the same date.

6.2.2. they will be duly acquainted with all updated versions of the documents mentioned above;

6.2.3. they agree that the General Terms, together with all documents applicable to the General Terms, as well as their subsequent issues, shall be provided to the Client in Bulgarian language and in English language only;

6.2.4. they understand and agree that Deltastock does not provide any investment advice to the Client under this Agreement and that the Client submits Orders at their own discretion and initiative. When Deltastock provides the Client with information on the current situation of the different markets, it has to be considered by the Client only as information relating to the respective assets. The provision of any such service is for convenience and information purposes only; therefore it could not be deemed as a recommendation for entering into or not entering into a Trade;

6.2.5. they are aware that all Trades are related to assets traded on different execution venues, and as such, those Trades will be executed compliant to the rules of the respective market. Deltastock shall not be held liable for any potential losses or damages incurred by the Client as a result of administrative or other change in the Market Rules of the respective exchange, clearing house, market maker or bank, where the underlying assets are traded, and which change could have an impact on the asset (CFD) quoted by Deltastock;

6.2.6. they are aware of the risks involved in investments in CFDs based on Securities, Exchange Traded Funds, Indices, Futures, Currency Pairs, Precious Metals, and other Assets;

6.2.7. they have received:

• (i) the information which Deltastock is obligated to provide in accordance with Commission Delegated Regulation (EU) 2017/565 of 25 April 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council as regards organisational requirements and operating conditions for investment firms and defined terms for the purposes of that Directive (Delegated Regulation 2017/765), the Markets in Financial Instruments Act (MiFIA), and Ordinance No 38 of the FSC on the requirements to the activities of investment intermediaries (Ordinance No 38), as far as it is required, as well as other information specified in the General Terms and/or available on the Website;
• (ii) a notification sent by electronic means about the address of the Website and the page on which the respective information is displayed.

6.2.8. they agree:

• (i) with the processing of their personal data, including provided to Deltastock during the process of concluding and executing this Agreement;
• (ii) that Deltastock will be entitled to conduct verification of the Client’s personal data through checks with independent sources, account taken of the safeguards under the Applicable Law;
• (iii) that Deltastock may disclose their personal data to banks and other credit and financial institutions authorised by the competent authority of their domicile, including to such entities which are established outside the European Union and the European Economic Area, provided that such disclosure is necessary for the purposes of execution of the Agreement and provided the Applicable Law is complied with.

6.2.9. they will not enter into trades in CFDs if they have access to undisclosed inside information relating to the CFDs’ underlying asset;

6.2.10. they will not enter into Trades which represent hidden purchase or sale of CFDs based on Securities, Exchange Traded Funds, Indices, Futures, Currency Pairs, Precious Metals, and other Assets;

6.2.11. they will immediately notify Deltastock of any changes in relation to the above declarations and information disclosed;

6.2.12. they wish to use the email address provided in the Appendix as an information distribution method.

6.3. The Client is deemed to be informed that all Trades are related to assets traded on an OTC market and explicitly consents that all Trades placed under this Agreement shall be executed at prices quoted by Deltastock.

6.4. The Client agrees:

• (i) that their account with Deltastock will be debited upon execution of Orders submitted by them under the Agreement;
• (ii) that their account will be directly credited and debited with all positive and negative price differences resulting from Orders submitted by the Client or by their Representative, and from Trades concluded, respectively executed, on the Client’s behalf and risk.
• (iii) with the price levels at which their Positions are automatically closed by Deltastock.

6.5. The Client agrees that the cash funds in each of their accounts with Deltastock to be kept with the institutions under Art. 5.8 of the General Terms, even when Deltasock is a connected party with one of them.

6.6. The Client declares their explicit consent that Deltastock may provide them with information through its Website – www.deltastock.com.

6.7. The Client agrees that Deltastock records and archives all: telephone conversations and messages related to reception, transfer and execution of Client Orders, regardless of whether the Trade is concluded; conversations and messages through electronic means of communication related to the reception, transfer and execution of Client Orders, regardless of whether the Trade is concluded; essential information related to the respective direct conversations with Clients, when such conversations are related to the reception of Client Orders, regardless of whether the Trade is concluded.

6.8. The Client declares that they understand and accept the manner in which all Order types specified in Art. 8.7.1. of the General Terms of Business are placed and executed.

6.9. The Client agrees that in the cases under Art. 8.7. of the General Terms, as well as with any other Order types, a submitted or confirmed Order may be:

• (i) Cancelled;
• (ii) Executed at a price different from that specified in the Order;
• (iii) Delayed;
• (iv) Partially executed;
• (v) Partially executed at a different price;
• (vi) Not executed at all.

6.10. The Client agrees that in the cases under Art. 6.9. of this Agreement, Deltastock will not bear liability for any damages incurred by the Client.

6.11. The Client declares that:

• (i) they are acquainted in advance with the minimum hardware and software requirements, available on the Website, necessary for the functioning of each of the applications of the Electronic Trading Platforms: Delta Trading Desktop; Delta Trading Web (DTWeb); Delta Trading Mobile (DTMobile); Deltastock MetaTrader 4; and Deltastock MetaTrader 4 Mobile;
• (ii) they will stay informed of the minimum hardware and software requirements for all new versions of the aforementioned applications.
  Deltastock will not assume any liability (including financial) if the CLIENT has suffered damages due to inappropriate use of the Electronic Trading Platforms in conjunction with software and/or hardware that does not meet the minimum requirements listed on the Website.

SECTION 7. AMENDMENT TO THE AGREEMENT

7.1. The Agreement concluded between Deltastock and the Client may be amended and supplemented by virtue of express written consent by the parties in the form of an additional agreement. This shall not be only in the cases mentioned under Articles 7.2, 7.3 and 7.4 of this Agreement.

7.2. In cases when the Client wishes to change their initially specified Account details, as stipulated in the Appendix, they should fill in and submit by electronic means the special Application for Amendment of Account Details, which can be found on Deltastock’s website. In such a case, it is not necessary to expressly sign an additional agreement between the Parties. The deadline for implementing the change is one business day after the relevant condition laid down in Art. 7.3 of the Agreement has been met.

7.3. The Client holding an existing account is entitled only:

• (i) to change the amount of the Margin requirement; the change is implemented in the Electronic Trading Platform only if the Client holds no open positions, and/or
• (ii) to change the type of spread of the quotes they receive when trading in CFDs on Currencies and Precious Metals through Delta TradingTM; the change is implemented only if the Client holds no open positions and confirmed orders, and/or
• (iii) to activate a Script and/or Expert Advisors in Deltastock MetaTrader 4; the change is implemented upon reception of the relevant application.

7.4. The General Terms may be amended in the manner specified in them without the need of an additional written agreement explicitly signed by and between the parties.

7.5. The documents under Art. 6.2.1, items (ii) to (x) may be amended in the manner specified in the General Terms without the need of an additional written agreement explicitly signed by and between the parties.

7.6. The Agreement shall be terminated in the order and manner specified in the General Terms.

SECTION 8. MISCELLANEOUS

8.1. The General Terms may be varied and amended from time to time and will apply to any issues not explicitly dealt with by this Agreement. The General Terms are an integral part of this Agreement.

8.2. Integral parts of this Agreement are also:

• (i) The Tariff of Interest Rates Fees and Commissions in its up-to-date version;
• (ii) Appendix applicable to Customer Trading Agreement.

Both parties signed and received this Agreement.

The Agreement was signed through the exchange of electronic statements signed with an electronic signature, pursuant to Art. 13 of the Electronic Document and Electronic Signature Act.

Appendix

Applicable to Customer Trading Agreement No

1. CLIENT INFORMATION

   1. Full name:   
   2. Date of Birth:
   3. Nationality:
   4. Permanent Address: , , 
   5. Correspondence Address: , , 
   6. Mobile Phone Number:

2. INFORMATION DISTRIBUTION METHODS

   • I declare that I wish to receive the information which DELTASTOCK is obliged to provide to its clients via email:
   • Other Information Distribution Methods: Post

3. Declaration for a Politically Exposed Person and their related persons

   • I am not / I am a person who is a politically exposed person – a natural person who is or has been entrusted with a prominent public function in the Republic of Bulgaria, EU Member State, third country
   • I am not / I am a person related to a person within the scope of the preceeding Article, with “related persons”

   I am aware that in the event of a change in the above circumstances I must immediately submit a new declaration.

   By completing and signing this appendix, I declare that:
   1. I am informed and I hereby accept and agree to be classified by DELTASTOCK as retail client.
   2. I am informed that I have the right to request a change in my classification to a “professional client” status, as well as that any such change will result in a lower level of protection.
   3. I am informed and agree with DELTASTOCK’s Client Classification Policy.
   4. I do wish I do not wish to be classified as a “professional client”.
   5. I am aware of my responsibility to inform DELTASTOCK for any changes in the information provided herein, which have an effect in my classification as retail or professional client.
   6. I have read and accept the General Terms and the Tariff, which are an integral part of the Agreement.
   According to the information provided in the account opening application and based on the assessment of DELTASTOCK, I am informed that the service I apply for: is appropriate for me is not appropriate for me, and I should familiarise myself in more detail about the specifics of margin trading in financial instruments and the risks involved

4. CLIENT ACCOUNT DETAILS

   With this Appendix I hereby declare that I wish to open a new investment trading account as follows:

   I wish that my investment trading account to be in ONE of the following currencies: BGN USD EUR GBP CHF RON

   By signing this Appendix to the Agreement, I explicitly DECLARE that I am aware of the following circumstances concerning investment accounts:

   1. The Electronic Trading Platform through which I can trade with my investment account is Delta Trading™;
   2. The margin of my open positions is going to be in the amount of 100 (one hundred) percent;
   3. The type of the spread of the quotes received is variable;
   4. I cannot open short positions;
   5. All orders which could lead to the opening of a short position will be cancelled;
   6. The minimum order quantities are published on DELTASTOCK’s Website;
   7. Execution of an order for an amount lower than the minimum quantities, as shown on DELTASTOCK’s Website, is acceptable only if it is used to close the whole value of an open position;
   8. I cannot change the parameters of my investment trading account that I have initially declared;
   9. Should I wish to trade at a margin different from 100% or/and through another platform or/and under other trading conditions offered by DELTASTOCK, which are not applicable to the investment account, I should open a new trading account different from the investment account.

5. CLIENT ACCOUNT DETAILS

   With this Appendix I hereby declare that I wish to open a new account as follows:

   1. Electronic Trading Platform in which the account is opened: Delta Trading^{tm 1}
   2. Choose ONE of the following base currencies for my account: BGN USD EUR GBP CHF RON
   3. I declare that the amount of margin for open positions in currencies CFDs should be:
   4. I declare that I wish to activate the following services: Variable Spread Fixed Spread

   By signing this Appendix to the Agreement, I explicitly declare that:

   • I am aware of the risks and conditions associated with trading on margin.
   • I am aware that in such cases as changes to the desired level of margin in my account and / or when using various Electronic Trading Platforms, as well as in the presence of open positions in diverse Financial Instruments, the level at which DELTASTOCK will take measures to automatically close my positions may be different for each case;
   • I am aware of the articles in the applicable General Terms of Business related to the above cases;
   1. Electronic Trading Platform in which the account is opened: Deltastock MetaTrader 4¹
   2. Choose ONE of the following base currencies for my account: BGN USD EUR GBP
   3. I declare that the amount of margin for open positions in currencies CFDs should be:
   4. I declare that I wish to activate the following services: Script / MT4 Expert Advisors

   By signing this Appendix to the Agreement, I explicitly declare that:

   • I am aware of the risks and conditions associated with trading on margin.
   • I am aware that in such cases as changes to the desired level of margin in my account and / or when using various Electronic Trading Platforms, as well as in the presence of open positions in diverse Financial Instruments, the level at which DELTASTOCK will take measures to automatically close my positions may be different for each case;
   • I am aware of the articles in the applicable General Terms of Business related to the above cases;

   By choosing to activate the Script/MT4 Expert Advisors, I explicitly declare that:

   • I am familiar with the method of functioning (including Modifying) of the Script / MT4 Expert Advisors and the conditions under which my orders will be submitted and executed.
   • the activation of Script/MT4 Expert Advisors and the Orders which will be submitted by them are based on my investment decisions for which DELTASTOCK will not bear any responsibility;
   • all Orders I submit will be deemed as having been submitted through the use of Script/MT4 Expert Advisors and I accept full responsibility for the exact way those Orders have been submitted;
   • I acknowledge that all Orders submitted through the use of Script/MT4 Expert Advisors will be executed as they are received by DELTASTOCK;
   • I am familiar with and understand all the texts concerning the Script/MT4 Expert Advisors in the applicable General Terms of Business and in the agreement signed between me and DELTASTOCK.

   ¹ The margin requirement in Delta Trading^TM can be ONE of the following: 1:200 (0.50%); 1:100 (1.00%); 1:50 (2.00%); 1:10 (10.00%) or 1:1 (100.00%).

   ¹ The margin requirement in Deltastock MetaTrader 4 can be ONE of the following: 1:200 (0.50%); 1:100 (1.00%); 1:50 (2.00%) or 1:10 (10.00%).

The Appendix was signed through the exchange of electronic statements signed with an electronic signature, pursuant to Art. 13 of the Electronic Document and Electronic Signature Act.

Self-certification for the purpose of the automatic exchange of financial information under Art. 142t, para. 1 of the Tax and Social Security Procedure Code (TSSPC) from

Part 1. Name of the Account Holder - individual

• First name:
• Middle name:
• Last name:

Part 2. Residential address

• Country:
• City or town:
• Address (District, Street, No, Floor, Apt):
• Postal code:

Part 3. Date and place of birth

• Date of birth:
  
  • Day:
  • Month:
  • Year:
• Place of birth:
  
  • Country:
  • City or town:

Part 4. Nationality

• Nationality:
• If the Account Holder has more than one nationality (including green card in the case of USA), please mark with an “X” and list in the field below all countries of which the Account Holder is a citizen. X
• Other nationality:

Part 5. Jurisdiction of tax residence and Tax Identification Number (TIN)

• Jurisdiction of which the Account Holder is a resident for tax purposes:
• Tax Identification Number issued by that Jurisdiction:

If the Account Holder is a Bulgarian tax resident, please fill in the Unified Civil Number (UCN), Personal Number of a Foreigner (PNF) or official number issued by the NRA.

Part 6. If the Account Holder is a tax resident of more than one Jurisdiction, please fill in information for each Jurisdiction separately. If necessary multiply the table.

1. • Other Jurisdiction of which the Account Holder is a resident for tax purposes:
   • City or town:
   • Address (District, Street, No, Floor, Apt):
   • Postal code:
   • Tax Identification Number issued by that other Jurisdiction:
   • Other information:

I declare that the provided information is true, correct, complete and submitted voluntarily. I undertake the obligation to inform immediately Deltastock in writing in case of any change to that information and to provide any other data or documents, if necessary.

I agree Deltastock to process, store, use and disclose my personal data to third parties in cases provided by law and I confirm that I have received the information under Art. 19, para. 1 of Personal Data Protection Act.

I declare that I am notified about the possibility the information under Art. 142b of TSSPC containing my personal data, account balance or value as well as the derived income to be subject to automatic exchange of financial information under chapter sixteen, section IIIa of the TSSPC and to be reported to the Jurisdiction/s of which I am a tax resident in pursuance of the international commitments of the Republic of Bulgaria.

I am aware of the penal liability under Art. 313 of the Penal Code for declaring of false information.